Cwa Asset Management Group

Cwa Asset Management Group (CRD# 158940) is a financial advisory firm headquartered in Naples, FL. They manage $735,921,069 in 1,005 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    736
    MILLION
  • Total Number of Accounts
    1,005
    ACCOUNTS
  • Average Account Value
    $732,260
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, GA, IA, IL, MI, NC, NE, NY, OH, PA, SC, TX

Financial Advisors at Cwa Asset Management Group
Showing 1 - 10 of 20 top financial advisors.
1
Susan J. Bruno
CRD#: 4512857
9130 Galleria Court, Third Floor, Naples, FL 34109
96
Wealthminder
score

Susan Bruno (CRD# 4512857) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 16 years of experience in the finance industry. Susan Bruno has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Roxane Kronon Galati
CRD#: 4410774
9130 Galleria Court, Third Floor, Naples, FL 34109
96
Wealthminder
score

Roxane Kronon Galati (CRD# 4410774) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 14 years of experience in the finance industry. Roxane Kronon Galati has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Philip R. Brody
CRD#: 4454110
4201 Congress Street Suite140, Charlotte, NC 28209
93
Wealthminder
score

Philip Brody (CRD# 4454110) is an Investment Advisor Representative working at Cwa Asset Management Group in Charlotte, NC and has over 13 years of experience in the finance industry.

4
Kevin M. Erndl
CRD#: 4773579
9130 Galleria Court, Third Floor, Naples, FL 34109
93
Wealthminder
score

Kevin Erndl (CRD# 4773579) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 14 years of experience in the finance industry.

5
James J. Green
CRD#: 1294287
9130 Galleria Court, Third Floor, Naples, FL 34109
93
Wealthminder
score

James Green (CRD# 1294287) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 32 years of experience in the finance industry.

6
Matthew J. Hickey
CRD#: 4927058
9130 Galleria Court, Third Floor, Naples, FL 34109
93
Wealthminder
score

Matthew Hickey (CRD# 4927058) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 12 years of experience in the finance industry.

7
Lee C. Larson
CRD#: 4758758
223 Williamson, Suite 201, Mooresville, NC 28117
93
Wealthminder
score

Lee Larson (CRD# 4758758) is an Investment Advisor Representative working at Cwa Asset Management Group in Mooresville, NC and has over 13 years of experience in the finance industry.

8
Colleen M. Murphy
CRD#: 2452164
9130 Galleria Court, Third Floor, Naples, FL 34109
93
Wealthminder
score

Colleen Murphy (CRD# 2452164) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 24 years of experience in the finance industry.

9
Thomas B. Wade
CRD#: 2049900
9045 Strada Stell Court, Suite 106, Naples, FL 34109
93
Wealthminder
score

Thomas Wade (CRD# 2049900) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 28 years of experience in the finance industry.

10
Shad M. White
CRD#: 5557427
9130 Galleria Court, Third Floor, Naples, FL 34109
93
Wealthminder
score

Shad White (CRD# 5557427) is an Investment Advisor Representative working at Cwa Asset Management Group in Naples, FL and has over 7 years of experience in the finance industry.

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