Charles Montgomery, financial advisor Nashville TN
90 score

Charles Montgomery

CRD Number: 5937421
Current Firm: Waddell & Reed

Charles Montgomery (CRD# 5937421) is an Investment Advisor Representative working at Waddell & Reed in Nashville, TN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Davidson County Republican Party Nashville, TN Apr 2015 - Current 1
Franklin Wine & Spirits Franklin, TN Jun 2014 - Current 2
Montgomery Music Management Nashville, TN Jan 2014 - Current 2
Gop Minority Coalition Of Middle Tennessee Nashville, TN Jun 2013 - Current 3
Various Insurance Carriers For W&r Insurance Agencies Nashville, TN Jul 2011 - Current 5
Waddell & Reed, Inc. Nashville, TN Jun 2011 - Current 5
University Of Alabama Center For Teaching And Learing Tuscaloosa, AL Oct 2008 - May 2011 2
University Of Alabama Housing And Residential Communities Tuscaloosa, AL May 2009 - Aug 2009 < 1
Unemployed Tuscaloosa, AL Aug 2008 - Oct 2008 < 1
Wilmer And Lee, Pa Huntsville, AL May 2008 - Aug 2008 < 1
Unemployed Tuscaloosa, AL Aug 2007 - May 2008 < 1
City Of Huntsville Department Of Landscape Management Huntsvillle, AL May 2007 - Aug 2007 < 1
Unemplyoed Huntsville, AL Jan 2001 - May 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for Charles D. Montgomery
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AL
  • DC
  • GA
  • IN
  • KY
  • MI
  • MS
  • TN
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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