David BetzCRD Number: 1795419
Current Firm: Nfp Advisor Services, LLC
David Betz (CRD# 1795419) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in New Albany, IN and has over 29 years of experience in the finance industry.
Winebrenner Capital Management LLC
Alexander Investment Services Company
|Kestra Financial Services, Inc.||Austin, TX||Apr 2016 - Current||2|
|Various Insurance Carriers For W&r Insurance Agencies||New Albany, IN||Mar 2009 - Current||9|
|Nfp Securities, Inc.||New Albany, IN||Jun 2011 - Apr 2016||4|
|Waddell & Reed, Inc.||Louisville, KY||Mar 2009 - Apr 2010||1|
|Morgan Stanley & Company, Incorporated||Louisville, KY||Mar 2008 - Mar 2009||1|
|Morgan Stanley||Louisville, KY||Mar 2008 - Mar 2009||1|
|Linsco Private Ledger/lamkin Wealth Mgmt||Louisville, KY||Dec 2007 - Mar 2008||< 1|
|Linsco Private Ledger||Louisville, KY||Aug 2007 - Mar 2008||< 1|
|Linsco Private Ledger/kentucky Planning Partners||Louisville, KY||Aug 2007 - Dec 2007||< 1|
|Mml Investors Services, Inc.||Lexington, KY||Jul 2005 - Aug 2007||2|
|Massmutual||Lexington, KY||Jun 2005 - Aug 2007||2|
|Mass Mutual||Louisville, KY||Jun 2005 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1988|
|S65||NASAA Investment Advisors Law Examination||Jul 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management12,254MILLIONS
Total Number of Accounts54,412ACCOUNTS
Average Account Value$225,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.