Richard Maxwell (CRD# 866103) is an Investment Advisor Representative working at Lpl Financial LLC in New Albany, OH and has over 37 years of experience in the finance industry. Richard Maxwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2483337
Stratos Wealth Partners, Ltd
CRD# 5207204
Shuttleworth & Company
CRD# 5706352
Inspire Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | New Albany, OH | Oct 2019 - Current | 4 |
| Rwmax, Inc. | New Albany, OH | Jan 2015 - Current | 9 |
| Maxwell Financial Mgnt | Columbus, OH | Apr 2005 - Current | 19 |
| Fsc Securities Corporation Inc. | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Fsc Agency | Atlanta, GA | Nov 2005 - Oct 2019 | 13 |
| Fsc Securities Corporation Ria | Atlanta, GA | Nov 2005 - Oct 2019 | 13 |
| Fsc Agency | Atlanta, GA | Nov 2005 - Oct 2019 | 13 |
| Fsc Securities Corporation Ria | Atlanta, GA | Nov 2005 - Oct 2019 | 13 |
| Grange Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Sagicor Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Protective Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| F&g Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Sun Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Met Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Us Financial Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Standard Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Aig Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Banner Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Jackson National Life | Worthington, OH | Nov 2005 - Oct 2019 | 13 |
| Maxhill Group, LLC | Worthington, OH | Jan 2006 - Dec 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1986 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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