Larry Swinson (CRD# 6479486) is an Investment Advisor Representative working at Principal Securities, Inc. in New Bern, NC and has over 8 years of experience in the finance industry.
CRD# 6700701
Credit Union Investment Services
CRD# 2515067
Edward Jones
CRD# 5267818
First Citizens Investor Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | New Bern, NC | Jan 2022 - Current | 2 |
| Principal Securities Inc. | New Bern, NC | Jan 2022 - Current | 2 |
| Sound Investments And Wealth Management | New Bern, NC | Jan 2022 - Current | 2 |
| Bankers Life Securities, Inc. | Chicago, IL | May 2016 - Jan 2022 | 5 |
| Proequities Inc. | New Bern, NC | Apr 2015 - Jan 2022 | 6 |
| Bankers Life | New Bern, NC | Apr 2003 - Jan 2022 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2015 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2019 |
- NC
- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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