Charles Fazio (CRD# 6178995) is an Investment Advisor Representative working at Mml Investors Services, LLC in New Castle, DE and has over 4 years of experience in the finance industry.
CRD# 6237585
Edward Jones
CRD# 2629855
Investment Management & Planning LLC
CRD# 5732138
Great Valley Advisor Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services | New Castle, DE | Jan 2016 - Current | 8 |
| Massmutual Life Insurance Company | New Castle, DE | Nov 2014 - Current | 9 |
| Mandrel Construction | New Hope, PA | Jan 2013 - Nov 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2020 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
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