Bradley Schwartz
CRD Number: 5844607Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bradley Schwartz (CRD# 5844607) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Daytona Beach, FL and has over 13 years of experience in the finance industry.
CRD# 728734
Ameriprise Financial Services, LLC
CRD# 2836509
Securities America Advisors, Inc.
CRD# 2467543
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Edward Jones | St Louis, MO | Apr 2024 - Current | < 1 |
| Merrill Lynch Pierce Fenner & Smith Inc. | Port Orange, FL | Feb 2019 - Apr 2024 | 5 |
| Bank Of America Na | Port Orange, FL | Feb 2019 - Apr 2024 | 5 |
| Keyes, Stange & Wooten Wealth Management, LLC | Daytona Beach, FL | Nov 2018 - Feb 2019 | < 1 |
| Keyes, Stange & Wooten Cpa Firm, LLC | Daytona Beach, FL | Nov 2018 - Feb 2019 | < 1 |
| Mad Hatters Management, LLC | Daytona Beach, FL | Nov 2018 - Feb 2019 | < 1 |
| Merrill Lynch Pierce Fenner & Smith Inc. | Deland, FL | Dec 2017 - Nov 2018 | < 1 |
| Bank Of America Na | Deland, FL | Dec 2017 - Nov 2018 | < 1 |
| Pnc Investments | Pittsburgh, PA | Oct 2016 - Dec 2017 | 1 |
| Cetera Investment Advisers LLC | New Smyrna Beach, FL | Jan 2016 - Oct 2016 | < 1 |
| Cetera Investment Services LLC | St.cloud, MN | Jul 2015 - Oct 2016 | 1 |
| Regions Bank | New Smyrna Beach, FL | Jul 2015 - Oct 2016 | 1 |
| Wells Fargo Advisors LLC | Port Orange, FL | Oct 2011 - Jul 2015 | 3 |
| Wells Fargo Bank Na | Port Orange, FL | Feb 2011 - Jul 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2010 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
- FL
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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