John Henry HugCRD Number: 3114010
Current Firm: Ubs Financial Services Inc.
Compensation Model: Both
John works as a financial advisor in UBS' Flagship office in New York City.
He has a specialty in Equity Compensation. In fact, he is one of a select few advisors nationwide that the firm designates as a Corporate Stock Benefit Consultant.
He travels extensively across the country as a member of UBS' Equity Plan Advisory Network in helping to educate and create financial plans for Senior and Mid level executives of Fortune 500 companies.
Prior to joining UBS in 2008, John served as an Associate at Lehman Brothers and Associate Group Director at Signature Securities, the investment management arm of Signature Bank. He helps to leverage the firm’s resources in advising corporations and their employees with their entire financial picture.
He is a graduate of Hobart College and the Delbarton School.
- Alternative investments (e.g., hedge funds, private equity)
- Asset allocation (advice only, not execution)
- Indexing / passive investing
- Investment management
- Socially responsible investing
- Job loss
- Retirement planning
- Sudden wealth
- Charitable planning
- Estate planning
- Social security and retirement income
- Concentrated / highly appreciated positions
- Stock options / restricted stock
- Business executives
- Finance professionals
- Medical professionals
- Sales professionals
- Small business owners
comprehensive financial planning
|Ubs Financial Services Inc.||New York, NY||Nov 2013 - Current||2|
|Ubs Financial Services Inc.||New York, NY||Sep 2008 - Nov 2013||5|
|Barclays Capital Inc.||New York, NY||Sep 2008 - Sep 2008||< 1|
|Lehman Brothers||New York, NY||Apr 2006 - Sep 2008||2|
|Bachelor of Arts||Hobart College||History||-|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Mar 2001|
|S66||NASAA Uniform Combined State Law Examination||Oct 2001|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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