Larry Rothenberg (CRD# 1079161) is an Investment Advisor Representative working at Rockefeller Capital Management in New York, NY and has over 40 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Rockefeller Financial LLC | Ny, NY | Apr 2023 - Current | 1 |
First Republic Securities Company, LLC | New York, NY | Apr 2017 - Apr 2023 | 6 |
First Republic Investment Management, Inc. | New York, NY | Apr 2017 - Apr 2023 | 6 |
First Republic Securities Company, LLC | New York, NY | Jan 2017 - Apr 2017 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York City, NY | May 1996 - Jan 2017 | 20 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1983 |
S65 | NASAA Investment Advisors Law Examination | Feb 1995 |
- NY
- TX
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Total Assets Under Management51,821MILLIONS
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Total Number of Accounts61,461ACCOUNTS
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Average Account Value$843,153
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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