Nicholas Sheridan, financial advisor New York NY

Nicholas Sheridan

CRD Number: 7199875
Current Firm: Mma Securities LLC

Nicholas Sheridan (CRD# 7199875) is an Investment Advisor Representative working at Mma Securities LLC in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mma Securities LLC New York, NY Feb 2024 - Current < 1
Marsh Mclennan Agency New York, NY Feb 2024 - Current < 1
Kestra Investment Services, LLC New York, NY Nov 2019 - Feb 2024 4
Nfp 340 Madison Ave 20th Floor, NY Aug 2019 - Feb 2024 4
Transamerica Harrison, NY Apr 2017 - Jul 2019 2
Table 9 Cortlandt Manor, NY May 2016 - Apr 2017 < 1
Orange County Pools And Spas Mohegan Lake, NY May 2016 - Apr 2017 < 1
Suny Oswego Oswego, NY Sep 2012 - May 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2020
S65 NASAA Investment Advisors Law Examination Apr 2024
Contact Info for Nicholas J. Sheridan
Phone Number: 212-345-5000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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