Nico Fiume, financial advisor New York NY
90 score

Nico Fiume

CRD Number: 6096209
Current Firm: Td Ameritrade, Inc.

Nico Fiume (CRD# 6096209) is an Investment Advisor Representative working at Td Ameritrade, Inc. in New York, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade New York, NY Jul 2016 - Current < 1
Axa Advisors, LLC New York, NY Sep 2013 - Jun 2016 2
Unemployed Old Bethpage, NY Jun 2013 - Sep 2013 < 1
Rockwell Securities LLC New York, NY Jun 2012 - May 2013 < 1
Binghamton University Vestal, NY Feb 2012 - May 2012 < 1
Town Of Hempstead Hempstead, NY Dec 2011 - Jan 2012 < 1
Binghamton University Vestal, NY Aug 2011 - Dec 2011 < 1
Town Of Hempstead Hempstead, NY May 2011 - Aug 2011 < 1
Binghamton University Vestal, NY Aug 2010 - May 2011 < 1
Westsea Publishing Farmingdale, NY Jan 2010 - Aug 2010 < 1
Nassau Community College Garden City, NY Aug 2009 - May 2010 < 1
University Of Central Florida Orlando, FL Jun 2008 - Aug 2009 1
P.o.b Jfk High School Plainview, NY Sep 2007 - Jun 2008 < 1
P.o.b Jfk High School Plainview, NY Jun 2004 - Jun 2008 4
Old Westbury Country Club Old Westbury, NY Mar 2007 - Nov 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Nico A. Fiume
Phone Number: (800) 669-3900
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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