Noel KezsbomCRD Number: 268896
Current Firm: Wellington Shields & Company, LLC
Noel Kezsbom (CRD# 268896) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 41 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|Wellington Shields & Company, LLC||New York, NY||Oct 2018 - Current||3|
|Janney Montgomery Scott LLC||New York, NY||Feb 2003 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1980|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management420MILLIONS
Total Number of Accounts354ACCOUNTS
Average Account Value$1,185,797
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
AZ, CA, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, PA, TX, VA, VT
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