Philip WalkleyCRD Number: 1215330
Current Firm: Wellington Shields & Company, LLC
Philip Walkley (CRD# 1215330) is an Investment Advisor Representative working at Wellington Shields & Company, LLC in New York, NY and has over 33 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Wellington Shields & Company, LLC||New York, NY||Nov 2009 - Current||7|
|H. G. Wellington & Company, Inc.||New York, NY||Jan 1994 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1983|
|S65||NASAA Investment Advisors Law Examination||May 2000|
Total Assets Under Management219MILLIONS
Total Number of Accounts200ACCOUNTS
Average Account Value$1,093,533
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
AZ, CT, DC, DE, FL, GA, MA, NC, NJ, NY, PA, TX, VA, VT
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