Richard Rowehl (CRD# 2074897) is an Investment Advisor Representative working at Mma Securities LLC in New York, NY and has over 33 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Global Retirement Partners, LLC | San Rafael, CA | Jun 2015 - Current | 8 |
| Lpl Financial, LLC | New York, NY | Jun 2015 - Current | 8 |
| Oppenheimer & Company Inc. | New York, NY | Oct 2005 - Jun 2015 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1990 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
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- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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