Vijay Malik, financial advisor New York NY

Vijay Malik

CRD Number: 4992630
Current Firm: Sophis Investments LLC

Vijay Malik (CRD# 4992630) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 11 years of experience in the finance industry.

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Origin Financial
Company Name Location Dates Years
Rational Investors New York, NY Oct 2014 - Current 7
Holliday Fenoglio Fowler, LP Washington, DC Jan 2017 - Nov 2017 < 1
Everest Group LLC Omaha, NE Dec 2013 - Dec 2016 3
Self Employed Phoenix, AZ Oct 2012 - Nov 2013 1
Check Capital Management Inc. Phoenix, AZ Oct 2012 - Nov 2012 < 1
Self Employed Omaha, NE Jan 2009 - Sep 2012 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2011
Contact Info for Vijay Malik
Phone Number: 212-572-6360
Firm Website: http://www.sophis.co
Registered State(s):
  • CT
  • DC
  • NE
By the Numbers
  • Total Assets Under Management
    131
    MILLIONS
  • Total Number of Accounts
    95
    ACCOUNTS
  • Average Account Value
    $1,375,964
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CT, DC, NE, NJ, NY

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