Anthea Lai (CRD# 4262852) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Fremont, CA and has over 23 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Securities (usa) Inc. | Milpitas, CA | Sep 2019 - Current | 4 |
| Hsbc Bank Usa, N.a. | Milpitas, CA | Sep 2019 - Current | 4 |
| East West Bank | Newark, CA | Feb 2018 - Aug 2019 | 1 |
| Cetera Investment Services LLC | St Cloud, MN | Feb 2018 - Aug 2019 | 1 |
| Cetera Investment Advisers LLC | Newark, CA | Feb 2018 - Aug 2019 | 1 |
| Hsbc Securities (usa) Inc. | Fremont, CA | Jul 2015 - Jan 2018 | 2 |
| Hsbc Bank Usa, N.a. | Fremont, CA | Jun 2015 - Jan 2018 | 2 |
| Citigroup . | Fremont, CA | Aug 2004 - Jun 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2017 |
- CA
- CO
- OR
- TX
- VA
- WA
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Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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