Barbara ExterCRD Number: 1042873
Current Firm: Msi Financial Services, Inc.
Barbara Exter (CRD# 1042873) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Newark, DE and has over 9 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Msi Financial Services, Inc.
|Metlife Securities Inc.||Newtown, PA||Jan 2015 - Current||2|
|New England Securities||Newtown Square, PA||Jun 2013 - Current||4|
|H. Beck, Inc.||Rockville, MD||Apr 2010 - Jun 2013||3|
|Unemployed||Newark, DE||Dec 2009 - Apr 2010||< 1|
|Guardian Life||Wilmington, DE||Dec 2008 - Dec 2009||1|
|Unemployed||Newark, DE||Oct 2008 - Dec 2008||< 1|
|Nationwide Securities, Inc.||Newark, DE||Aug 2008 - Oct 2008||< 1|
|1717 Capital Management||Newark, DE||May 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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