Rob Harris, financial advisor Newport NH

Rob Harris

CRD Number: 1549940
Current Firm: Lpl Financial LLC

Rob Harris (CRD# 1549940) is an Investment Advisor Representative working at Lpl Financial LLC in Newport, NH and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Sugar River Bank Newport, NH Mar 2023 - Current 1
Lpl Financial Newport, NH Mar 2023 - Current 1
Ameriprise Financial Services Inc. Portsmouth, NH Sep 2017 - Current 6
Bank Of America, N.a. Concord, NH Aug 2011 - Sep 2017 6
Merrill Lynch, Pierce, Fenner And Smith Incorporated Concord, NH Jul 2011 - Sep 2017 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Rob N. Harris
Phone Number: 704-733-3300
Registered State(s):
  • NH
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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