David Lamie, financial advisor Newport Beach CA
96 score

David Lamie

CRD Number: 1037578
Current Firm: Invest Financial Corporation

David Lamie (CRD# 1037578) is an Investment Advisor Representative working at Invest Financial Corporation in Newport Beach, CA and has over 31 years of experience in the finance industry. David Lamie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Invest Financial Corp. Newport Beach, CA Mar 2009 - Current 8
Sovereign Financial Services LLC Atlanta, GA Jan 2000 - Mar 2009 9
Royal Alliance Associates, Inc. Atlanta, GA Jun 1998 - Mar 2009 10
John Hancock Mutual Life Ins Co Roanoke, VA May 1983 - Mar 2009 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S65 NASAA Investment Advisors Law Examination Jul 1998
Contact Info for David L. Lamie
Phone Number: (813) 880-5300
Registered State(s):
  • CA
  • GA
  • NJ
  • VA
By the Numbers
  • Total Assets Under Management
    4,432
    MILLIONS
  • Total Number of Accounts
    31,513
    ACCOUNTS
  • Average Account Value
    $140,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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