Samuel Frasco, financial advisor Newport Beach CA

Samuel Frasco

CRD Number: 6979865
Current Firm: First Trust Advisors LP

Samuel Frasco (CRD# 6979865) is an Investment Advisor Representative working at First Trust Advisors LP in Newport Beach, CA and has over 5 years of experience in the finance industry.

Similar Advisors
Gabriel Aguirre, financial advisor Newport Beach CA
Gabriel Aguirre
CRD# 4445351
Morgan Stanley
Similar Advisors
Charles Alfaro, financial advisor Newport Beach CA
Charles D. Alfaro
CRD# 7008774
Raymond James & Associates, Inc.
Similar Advisors
Brian Amidei, financial advisor Newport Beach CA
Brian P. Amidei
CRD# 2965820
Fortem Financial Group, LLC
Company Name Location Dates Years
First Trust Portfolios LP Wheaton, IL Jan 2019 - Current 5
First Trust Advisors LP Wheaton, IL Jan 2019 - Current 5
Invesco Distributors, Inc. Downers Grove, IL Jun 2018 - Nov 2018 < 1
Stryker Spine Itasca, IL Jan 2018 - Jun 2018 < 1
N/a Mt. Prospect, IL Jun 2017 - Dec 2017 < 1
Schneider Electric Nashville, TN Mar 2017 - Jun 2017 < 1
Schneider Electric Nashville, TN Jun 2016 - Mar 2017 < 1
Augustana College Rock Island, IL Jun 2012 - Jun 2016 4
Expeditors International Bensenville, IL Jun 2015 - Aug 2015 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2018
S66 NASAA Uniform Combined State Law Examination Mar 2019
Contact Info for Samuel W. Frasco
Phone Number: 630-765-8000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    210,879
    MILLIONS
  • Total Number of Accounts
    2,926
    ACCOUNTS
  • Average Account Value
    $72,070,745
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.