Samuel Frasco (CRD# 6979865) is an Investment Advisor Representative working at First Trust Advisors LP in Newport Beach, CA and has over 5 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
First Trust Portfolios LP | Wheaton, IL | Jan 2019 - Current | 5 |
First Trust Advisors LP | Wheaton, IL | Jan 2019 - Current | 5 |
Invesco Distributors, Inc. | Downers Grove, IL | Jun 2018 - Nov 2018 | < 1 |
Stryker Spine | Itasca, IL | Jan 2018 - Jun 2018 | < 1 |
N/a | Mt. Prospect, IL | Jun 2017 - Dec 2017 | < 1 |
Schneider Electric | Nashville, TN | Mar 2017 - Jun 2017 | < 1 |
Schneider Electric | Nashville, TN | Jun 2016 - Mar 2017 | < 1 |
Augustana College | Rock Island, IL | Jun 2012 - Jun 2016 | 4 |
Expeditors International | Bensenville, IL | Jun 2015 - Aug 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 2018 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2019 |
- IL
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Total Assets Under Management210,879MILLIONS
-
Total Number of Accounts2,926ACCOUNTS
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Average Account Value$72,070,745
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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