Daniel Klippel (CRD# 6691440) is an Investment Advisor Representative working at Lpl Financial LLC in Newton, NJ and has over 7 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 718407
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Newton, NJ | Jan 2022 - Current | 2 |
| First Hope Wealth Management | Newton, NJ | Apr 2019 - Current | 5 |
| Raymond James Financial Services, Inc. | Newton, NJ | Apr 2019 - Dec 2021 | 2 |
| Wells Fargo Bank, Na | Sparta, NJ | Nov 2015 - Apr 2019 | 3 |
| Pnc Bank | Vernon, NJ | Jul 2014 - Nov 2015 | 1 |
| Statefarm Insurance | Warwick, NY | Feb 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2016 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- NJ
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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