Courtney RichardCRD Number: 6222335
Current Firm: Ubs Financial Services Inc.
Courtney Richard (CRD# 6222335) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Norfolk, VA and has over 4 years of experience in the finance industry.
Fidelity Personal And Workplace Advisors
Cambridge Investment Research Advisors, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Ubs Financial Services Inc.||Norfolk, VA||Nov 2017 - Current||4|
|Mml Investors Services, LLC||Virginia Beach, VA||Jul 2016 - Nov 2017||1|
|Massachusetts Mutual Life Insurance Co||Virginia Beach, VA||Jul 2013 - Nov 2017||4|
|Homemaker||Virginia Beach, VA||Jan 2009 - Jul 2013||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2017|
Total Assets Under Management572,471MILLIONS
Total Number of Accounts1,003,533ACCOUNTS
Average Account Value$570,455
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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