Raymond MullaneyCRD Number: 731174
Current Firm: Nightingale Advisors, LLC
Raymond Mullaney (CRD# 731174) is an Investment Advisor Representative working at Nightingale Advisors, LLC in North Kingstown, RI and has over 27 years of experience in the finance industry.
Integrated Wealth Concepts LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rbc Capital Markets, LLC
|Mullaney Management & Trust||Stamford, CT||May 2005 - Dec 2015||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1995|
|S65||NASAA Investment Advisors Law Examination||Jan 2018|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3MILLIONS
Total Number of Accounts17ACCOUNTS
Average Account Value$162,959
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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