Peter Cox (CRD# 4501828) is an Investment Advisor Representative working at Lpl Financial LLC in North Las Vegas, NV and has over 20 years of experience in the finance industry.
CRD# 2481766
Skyoak Capital, Inc.
CRD# 4459102
Money Managers, Inc.
CRD# 5192556
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Las Vegas, NV | Jan 2018 - Current | 6 |
Nevada State Bank (zb, N.a.) | Las Vegas, NV | Jan 2018 - Current | 6 |
Mml Investors Services | Las Vegas, NV | Jan 2017 - Jan 2018 | 1 |
Massmutual Life Insurance Company | Las Vegas, NV | Aug 2016 - Jan 2018 | 1 |
Unemployed | Las Vegas, NV | Oct 2015 - Aug 2016 | < 1 |
Union Gaming Advisors LLC | Las Vegas, NV | Nov 2014 - Oct 2015 | < 1 |
Unemployed | New York, NY | Jul 2014 - Nov 2014 | < 1 |
Wells Fargo Securities, LLC | New York, NY | Jun 2008 - Jul 2014 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2003 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NV
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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