Michael Ponti, financial advisor North Palm Beach FL
89 score

Michael Ponti

CRD Number: 6084787
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Michael Ponti (CRD# 6084787) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Palm Beach, FL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens, FL Jan 2016 - Current < 1
Bank Of America, N.a. Palm Beach Gardens, FL Jan 2016 - Current < 1
Jpmorgan Chase Bank Jupiter, FL Jan 2015 - Jan 2016 1
Jp Morgan Securities LLC Jupiter, FL Jan 2015 - Jan 2016 1
Morgan Stanley Stuart, FL Jan 2014 - Jan 2015 1
J.p. Morgan Securities LLC Palm Beach Gardens, FL Oct 2012 - Jan 2014 1
Jp Morgan Chase Bank Palm Beach Gardens, FL Sep 2011 - Jan 2014 2
Chase Investment Services Corp Palm Beach Gardens, FL May 2012 - Oct 2012 < 1
Bank Of America, Na Palm Beach Gardens, FL Dec 2009 - Sep 2011 1
Unemployed Palm Beach Gardens, FL Sep 2009 - Dec 2009 < 1
Ameripark, Inc. Palm Beach Gardens, FL Dec 2005 - Sep 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Michael C. Ponti
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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