Lorelei Tumino (CRD# 5969323) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 10 years of experience in the finance industry.
CRD# 6626957
Kld Wealth Management
CRD# 2076400
Ubs Financial Services Inc.
CRD# 6251091
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services, Inc. | Cincinnati, OH | Jul 2016 - Current | 7 |
| Jason Dobrznysk | Oak Brook, IL | Aug 2013 - Jul 2016 | 2 |
| Mary Smrz | Oak Brook, IL | Aug 2013 - Jul 2016 | 2 |
| Waddell & Reed Inc. | Oak Brook, IL | Feb 2013 - Jul 2016 | 3 |
| Various Insurance Carriers For W&r Insurance Agencies | Countryside, IL | Feb 2013 - Jul 2016 | 3 |
| P-team, Inc. | Oakbrook, IL | Oct 2011 - Jul 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2013 |
- OH
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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