David Ellman (CRD# 4306592) is an Investment Advisor Representative working at Lpl Financial LLC in Oakland, CA and has over 23 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Castro Valley, CA | Jul 2023 - Current | < 1 |
Bmo Bank Na | Walnut Creek, CA | Jul 2015 - Current | 8 |
Bancwest Investment Services | Walnut Creek, CA | Jul 2015 - Feb 2023 | 7 |
City National Bank | San Francisco, CA | May 2015 - Jul 2015 | < 1 |
Unemployed | Concord, CA | Nov 2014 - May 2015 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek, CA | Oct 2009 - Nov 2014 | 5 |
Bank Of America, N.a. | Walnut Creek, CA | Oct 2003 - Nov 2014 | 11 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2000 |
S66 | NASAA Uniform Combined State Law Examination | Sep 2015 |
- CA
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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