Benjamin Smith (CRD# 7475552) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oceanside, CA and has over 2 years of experience in the finance industry.
CRD# 2361078
Baker Jensen Investment Advisors, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 2946276
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America N.a. | Oceanside, CA | Feb 2024 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Marcos, CA | May 2017 - Current | 7 |
| U.s. Bank | Carlsbad, CA | Jan 2016 - May 2017 | 1 |
| Nu Image | Carlsbad, CA | Nov 2015 - Dec 2015 | < 1 |
| Bnn Group | Oceanside, CA | Oct 2015 - Nov 2015 | < 1 |
| Natural Energy | San Marcos, CA | Jul 2015 - Sep 2015 | < 1 |
| Nu Image | Carlsbad, CA | Oct 2014 - Jun 2015 | < 1 |
| Future Energy | Oceanside, CA | Jul 2014 - Sep 2014 | < 1 |
| Miracosta College | Oceanside, CA | Aug 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2022 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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