Daniel Putman, financial advisor Okemos MI
96 score

Daniel Putman

CRD Number: 1111552
Current Firm: Spc

Daniel Putman (CRD# 1111552) is an Investment Advisor Representative working at Spc in Okemos, MI and has over 33 years of experience in the finance industry. Daniel Putman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sigma Planning Corporation Ann Arbor, MI Nov 2002 - Current 14
Sigma Financial Corporation Ann Arbor, MI Apr 1986 - Current 30
American General Insurance Co Okemos, MI Sep 1984 - Current 32
Equico Securities, Inc. Ny, NY Mar 1983 - Current 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
Contact Info for Daniel L. Putman
Phone Number: 734-663-1611
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    1,987
    MILLIONS
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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