Kenneth Carruba (CRD# 2356360) is an Investment Advisor Representative working at Lpl Financial LLC in Trinity, FL and has over 18 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Trinity, FL | Jul 2021 - Current | 2 |
| Carruba - Quealy & Associates | Tampa, FL | Aug 2018 - Jul 2021 | 2 |
| Silent Partners Technology | Tampa, FL | Jul 2012 - Jul 2021 | 9 |
| Waddell & Reed, Inc. | Oldsmar, FL | Jan 2007 - Jul 2021 | 14 |
| Various Insurance Carriers For W & R Insurance Agencies | Tampa, FL | Jan 2007 - Jul 2021 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2005 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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