Mark Bain (CRD# 3139332) is an Investment Advisor Representative working at Cwm, LLC in Omaha, NE and has over 25 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwm, LLC | Salem, OR | Jun 2020 - Current | 3 |
| Bain Wealth Management | Salem, OR | May 2020 - Current | 3 |
| Cetera Advisor Networks | El Segundo, CA | Jun 2020 - Jun 2023 | 3 |
| Bain Wealth Management Group, LLC | Salem, OR | Sep 2015 - Jul 2020 | 4 |
| Purshe Kaplan Sterling Investments | Albany, NY | Sep 2015 - Jun 2020 | 4 |
| Voya Financial Advisors | Salem, OR | Jan 2002 - Sep 2015 | 13 |
| Ing Financial Partners, Inc. | Salem, OR | Jan 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1998 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
- TX
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Total Assets Under Management26,774MILLIONS
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Total Number of Accounts110,327ACCOUNTS
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Average Account Value$242,682
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