Allen BlockCRD Number: 3104427
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Allen Block (CRD# 3104427) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ontario, CA and has over 18 years of experience in the finance industry.
Eclectic Associates, Inc.
Asset Planning, Inc.
Brian Carruthers & Associates
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Alta Loma, CA||Oct 2009 - Current||7|
|Banc Of America Investment Services, Inc.||Riverside, CA||Mar 2003 - Oct 2009||6|
|Banc Of America Insurance Services, Inc.||Alta Loma, CA||Mar 2003 - Oct 2009||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 1998|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV