Jacqueline Peng
CRD Number: 7640469Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacqueline Peng (CRD# 7640469) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ontario, CA and has 1 year of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 6232434
Bluepoint Wealth Advisors
CRD# 2513561
Householder Group Estate & Retirement Specialists
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario, CA | Sep 2022 - Current | 1 |
| Columbia University | New York, NY | Sep 2019 - Oct 2022 | 3 |
| Mount San Antonio College | Walnut, CA | Aug 2013 - Jun 2019 | 5 |
| Mount San Antonio College | Walnut, CA | Jul 2017 - Nov 2017 | < 1 |
| M. J. Property Service | Walnut, CA | Jan 2016 - May 2016 | < 1 |
| Macy's | Brea, CA | May 2015 - Jan 2016 | < 1 |
| J. Zhou Oriental Cuisine | Tustin, CA | Jun 2014 - May 2015 | < 1 |
| The Noodle | Rowland Heights, CA | Mar 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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