Brad Bowling, financial advisor Orange CA
66 score

Brad Bowling

CRD Number: 4598307
Current Firm: Transamerica Financial Advisors, Inc.

Brad Bowling (CRD# 4598307) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Orange, CA Jan 2015 - Current 1
World Financial Group, Inc. Orange, CA Dec 2014 - Current 2
Bowling Enterprises Garden Grove, CA Jul 2004 - Current 12
Ministry Partners Securities Brea, CA Jul 2012 - Nov 2014 2
Foresters Equity Services, Inc. San Pedro, CA Mar 2011 - Jul 2012 1
Nextier Financial Orange, CA Jan 2008 - Feb 2011 3
Qa3 Financial Corp Omaha, NE Jan 2008 - Feb 2011 3
International Financial Solutions Atlanta, GA Aug 2008 - Nov 2008 < 1
World Group Securities Orange, CA Nov 2002 - Aug 2008 5
Wfg Orange, CA Mar 2002 - Aug 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2004
S65 NASAA Investment Advisors Law Examination Jul 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Brad A. Bowling
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
66
Verified Page
Data verified by both the advisor and the public regulatory data.

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