Donald Malloy, financial advisor Orange CA
93 score

Donald Malloy

CRD Number: 5298353
Current Firm: Transamerica Financial Advisors, Inc.

Donald Malloy (CRD# 5298353) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Lse Leading Security Expers Gmbh Weiterstadt, CA Jul 2015 - Current 1
Transamerica Financial Advisors, Inc. Orange, CA Jan 2012 - Current 4
World Financial Group, Inc. Orange, CA Sep 2011 - Current 5
Natures Sunshine Products Provo, UT Jun 2011 - Current 5
Initiative For Open Authentication San Jose, CA Jan 2009 - Current 7
Zwipe As Oslo, Norway, Apr 2014 - Jun 2015 1
Zwipe Anaheim, CA Feb 2014 - Jun 2015 1
Login People San Francisco, CA Jun 2014 - May 2015 < 1
Direct Rm, LLC Aliso Viejo, CA Sep 2013 - Mar 2014 < 1
Kobil Technologies, Inc. San Francisco, CA Mar 2013 - Sep 2013 < 1
Nagra Id Los Angeles, CA Oct 2009 - Mar 2013 3
Investment Advisors International, Inc. San Jose, CA Oct 2011 - Jan 2012 < 1
World Group Securities, Inc. San Jose, CA Sep 2011 - Jan 2012 < 1
Investment Advisors International, Inc. San Jose, CA Feb 2010 - Aug 2011 1
World Group Securities, Inc. San Jose, CA Feb 2007 - Aug 2011 4
World Financial Group, Inc. San Jose, CA Feb 2007 - Aug 2011 4
Innovative Card Technologies Los Angeles, CA Sep 2006 - Mar 2008 1
Ncryptone Paris, Aug 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2009
S65 NASAA Investment Advisors Law Examination Dec 2009
Contact Info for Donald E. Malloy
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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