Tony VacaCRD Number: 5901480
Current Firm: Transamerica Financial Advisors, Inc.
Tony Vaca (CRD# 5901480) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 5 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
|Tony C Vaca (team Builder)||Cypress, CA||Sep 2012 - Current||4|
|Debtmerica Relief||Santa Ana, CA||Feb 2012 - Current||4|
|Transamerica Financial Advisors, Inc.||Temecula, CA||Jan 2012 - Current||5|
|Tony Vaca Voiceover Talent||Cypress, CA||Jun 2011 - Current||5|
|World Financial Group, Inc.||Temecula, CA||Dec 2010 - Current||6|
|Orange County Registrar Of Voters||Santa Ana, CA||Jan 2007 - Current||10|
|Keller Williams Realty||Seal Beach, CA||Jan 2006 - Current||11|
|Flag Enterprises||Loa Alamitos, CA||Jan 2004 - Current||13|
|Flag Management Services||Los Alamitos, CA||Jan 2004 - Current||13|
|Superior Travel (formerly Superior Travel Of Orange County)||Baldwin, NY||Apr 1997 - Current||19|
|Tony C Vaca (model/photographer)||Cypress, CA||Jan 1994 - Current||23|
|Tony C Vaca (thespian0||Cypress, CA||Jan 1993 - Current||24|
|Imagine||Cypress, CA||Jan 1992 - Current||25|
|Tcv Systems||Cypress, CA||Jan 1990 - Current||27|
|Glag Management Services/flag Enterprises||Los Alamitos, CA||Jan 2004 - May 2012||8|
|Tony C Vaca (market Research||Cypress, CA||Jan 2000 - May 2012||12|
|World Group Securities, Inc.||Lake Forest, CA||Mar 2011 - Jan 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S65||NASAA Investment Advisors Law Examination||Jan 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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