Tony Vaca, financial advisor Orange CA
78 score

Tony Vaca

CRD Number: 5901480
Current Firm: Transamerica Financial Advisors, Inc.

Tony Vaca (CRD# 5901480) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Orange, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tony C Vaca (team Builder) Cypress, CA Sep 2012 - Current 4
Debtmerica Relief Santa Ana, CA Feb 2012 - Current 4
Transamerica Financial Advisors, Inc. Temecula, CA Jan 2012 - Current 4
Tony Vaca Voiceover Talent Cypress, CA Jun 2011 - Current 5
World Financial Group, Inc. Temecula, CA Dec 2010 - Current 6
Orange County Registrar Of Voters Santa Ana, CA Jan 2007 - Current 9
Keller Williams Realty Seal Beach, CA Jan 2006 - Current 10
Flag Enterprises Loa Alamitos, CA Jan 2004 - Current 12
Flag Management Services Los Alamitos, CA Jan 2004 - Current 12
Superior Travel (formerly Superior Travel Of Orange County) Baldwin, NY Apr 1997 - Current 19
Tony C Vaca (model/photographer) Cypress, CA Jan 1994 - Current 22
Tony C Vaca (thespian0 Cypress, CA Jan 1993 - Current 23
Imagine Cypress, CA Jan 1992 - Current 24
Tcv Systems Cypress, CA Jan 1990 - Current 26
Glag Management Services/flag Enterprises Los Alamitos, CA Jan 2004 - May 2012 8
Tony C Vaca (market Research Cypress, CA Jan 2000 - May 2012 12
World Group Securities, Inc. Lake Forest, CA Mar 2011 - Jan 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Tony C. Vaca
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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