Robert Brantley (CRD# 4276769) is an Investment Advisor Representative working at Principal Securities, Inc. in Orange Beach, AL and has over 23 years of experience in the finance industry.
CRD# 1672337
Ameriprise Financial Services, LLC
CRD# 5194535
Fsa Investment Group, LLC
CRD# 5739032
Familywealth
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capstone Financial Group | Orange Beach, AL | Jul 2016 - Current | 7 |
| Principal Securities Inc. | Orange Beach, AL | Mar 2016 - Current | 8 |
| Principal Life Insurance Company | Orange Beach, AL | Aug 2000 - Current | 23 |
| Princor Financial Services Corporation | Mobile, AL | Aug 2000 - Mar 2016 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2000 |
| S65 | NASAA Investment Advisors Law Examination | May 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
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