Dennis Axman (CRD# 9199) is an Investment Advisor Representative working at Cwm, LLC in Orange Park, FL and has over 38 years of experience in the finance industry. Dennis Axman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Mainstay Capital
CRD# 2725491
Ameriprise Financial Services, LLC
CRD# 2581945
Deutsche Bank Securities Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwm, LLC | Omaha, NE | Nov 2020 - Current | 1 |
| Axman And Associates, LLC | Orange Park, FL | Mar 2019 - Current | 3 |
| The Leaders Group, Inc. | Littleton, CO | Mar 2019 - Nov 2020 | 1 |
| Unemployed | Orange Park, FL | Feb 2018 - Mar 2019 | 1 |
| Allstate Life Insurance Co | Northbrook, IL | Dec 2016 - Dec 2018 | 2 |
| Allstate Distributors, Inc. | Northbrook, IL | Dec 2016 - Dec 2018 | 2 |
| The Leaders Group, Inc. | Littleton, CO | Apr 2009 - Dec 2016 | 7 |
| Capitas Financial LLC | Jacksonville, FL | Mar 2009 - Dec 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
- FL
- GA
-
Total Assets Under Management19,949MILLIONS
-
Total Number of Accounts82,314ACCOUNTS
-
Average Account Value$242,355
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.