Dennis AxmanCRD Number: 9199
Current Firm: Cwm, LLC
Dennis Axman (CRD# 9199) is an Investment Advisor Representative working at Cwm, LLC in Orange Park, FL and has over 38 years of experience in the finance industry. Dennis Axman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, LLC
Deutsche Bank Securities Inc.
|Cwm, LLC||Omaha, NE||Nov 2020 - Current||1|
|Axman And Associates, LLC||Orange Park, FL||Mar 2019 - Current||3|
|The Leaders Group, Inc.||Littleton, CO||Mar 2019 - Nov 2020||1|
|Unemployed||Orange Park, FL||Feb 2018 - Mar 2019||1|
|Allstate Life Insurance Co||Northbrook, IL||Dec 2016 - Dec 2018||2|
|Allstate Distributors, Inc.||Northbrook, IL||Dec 2016 - Dec 2018||2|
|The Leaders Group, Inc.||Littleton, CO||Apr 2009 - Dec 2016||7|
|Capitas Financial LLC||Jacksonville, FL||Mar 2009 - Dec 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1984|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Total Assets Under Management19,949MILLIONS
Total Number of Accounts82,314ACCOUNTS
Average Account Value$242,355
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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