Carlos WoodruffCRD Number: 5488191
Current Firm: Horter Investment Management, LLC
Carlos Woodruff (CRD# 5488191) is an Investment Advisor Representative working at Horter Investment Management, LLC in Orlando, FL and has over 9 years of experience in the finance industry. Carlos Woodruff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Horter Investment Management, LLC||Cincinnati, OH||Feb 2013 - Current||4|
|Stepping Stone Financial Services||Apopka, FL||Sep 1998 - Current||19|
|Gradient Advisors, LLC||Shoreview, MN||Feb 2012 - Dec 2012||< 1|
|Brokers International Financial Services||Panora, IA||May 2010 - Oct 2011||1|
|Principal Life Insurance Company||Maitland, FL||Apr 2009 - Mar 2010||< 1|
|Princor Financial Services Corporation||Maitland, FL||Apr 2009 - Mar 2010||< 1|
|Carlos Woodruff||Apopka, FL||Mar 1997 - Apr 2009||12|
|Valic/aig Retirement Advisors||Orlando, FL||Feb 2008 - Mar 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Total Assets Under Management1,016MILLIONS
Total Number of Accounts13,925ACCOUNTS
Average Account Value$72,992
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV