Nicholas Lyons (CRD# 7838162) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oroville, CA and has 1 year of experience in the finance industry.
CRD# 6820956
Edward Jones
CRD# 1084751
Securities America Advisors, Inc.
CRD# 2704740
Stifel, Nicolaus & Company, Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oroville, CA | Oct 2020 - Current | 3 |
Check N Go | Redding, CA | Aug 2020 - Oct 2020 | < 1 |
Uber | Chico, CA | Jan 2018 - Jun 2020 | 2 |
California State University Chico | Chico, CA | Jan 2018 - May 2020 | 2 |
Unemployed | Garden Grove, CA | May 2017 - Jan 2018 | < 1 |
Cypress College | Cypress, CA | Jan 2017 - May 2017 | < 1 |
Glidewell Dental | Newport Beach, CA | Mar 2016 - Mar 2017 | 1 |
Unemployed | Garden Grove, CA | Jun 2015 - Mar 2016 | < 1 |
Behr Paint Company | Santa Ana, CA | Jan 2015 - Jun 2015 | < 1 |
Gamestop | Westminster, CA | Mar 2015 - Apr 2015 | < 1 |
Walmart | Garden Grove, CA | Mar 2014 - Jan 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
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