Barbara Frosch, financial advisor Oshkosh WI
93 score

Barbara Frosch

CRD Number: 2979024
Current Firm: Bmo Harris Financial Advisors, Inc.

Barbara Frosch (CRD# 2979024) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Oshkosh, WI and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Bmo Harris Financial Advisors, Inc. Oshkosh, WI Aug 2012 - Current 4
Bmo Harris Bank Na Milwaukee, WI Jul 2011 - Current 5
M&i Brokerage Services Inc. Oshkosh, WI Oct 2005 - Current 11
M&i Insurance Services Inc. Milwaukee, WI Oct 2005 - Current 11
M&i Trust Company Milwaukee, WI Oct 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S65 NASAA Investment Advisors Law Examination Feb 2006
Contact Info for Barbara M. Frosch
Phone Number: 877-225-3863
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    11,801
    MILLIONS
  • Total Number of Accounts
    119,705
    ACCOUNTS
  • Average Account Value
    $98,584
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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