Stephen Ashton, financial advisor Othello WA

Stephen Ashton

CRD Number: 4417928
Current Firm: Capital Financial Services, Inc.

Stephen Ashton (CRD# 4417928) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Othello, WA and has over 18 years of experience in the finance industry. Stephen Ashton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Generational Planning Strategies Othello, WA Jul 2015 - Current 4
Capital Financial Services, Inc. Minot, ND Mar 2007 - Current 12
Afg Brokerage, LLC Othello, WA Jan 2004 - Current 16
Fusion Financial Inc. Othello, WA Jun 2003 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
Contact Info for Stephen N. Ashton
Phone Number: 701-837-9600
Firm Website: https://www.capfin.com
Registered State(s):
  • CA
  • GA
  • ID
  • MI
  • OR
  • TX
  • WA
  • WI
By the Numbers
  • Total Assets Under Management
    213
    MILLIONS
  • Total Number of Accounts
    1,816
    ACCOUNTS
  • Average Account Value
    $117,121
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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