James KettwigCRD Number: 1058227
Current Firm: Fsc Securities Corporation
James Kettwig (CRD# 1058227) is an Investment Advisor Representative working at Fsc Securities Corporation in Owatonna, MN and has over 35 years of experience in the finance industry.
Ria Advisory Group, LLC
Cambridge Investment Research Advisors, Inc.
Thrivent Investment Management Inc.
|Diversified Financial Advisory Group||Owatonna, MN||Dec 2015 - Current||2|
|Fsc Securities Corporation||Owatonna, MN||May 1995 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1982|
|S65||NASAA Investment Advisors Law Examination||Feb 2008|
Total Assets Under Management6,203MILLIONS
Total Number of Accounts26,031ACCOUNTS
Average Account Value$238,298
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY