Christopher Locicero, financial advisor Palm Beach Gardens FL

Christopher Locicero

CRD Number: 2315725
Current Firm: Imperial Capital Asset Management LLC

Christopher Locicero (CRD# 2315725) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Palm Beach Gardens, FL and has over 27 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Imperial Capital, LLC New York, NY Jun 2014 - Current 9
Collins Stewart LLC New York, NY Apr 2008 - Current 15
Canaccord Genuity Inc. New York, NY Mar 2012 - Jun 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1996
S65 NASAA Investment Advisors Law Examination Jul 2014
Contact Info for Christopher A. Locicero
Phone Number: 310-246-3793
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    394
    MILLIONS
  • Total Number of Accounts
    3
    ACCOUNTS
  • Average Account Value
    $131,247,874
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, FL

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