James Kearley, financial advisor Palm Beach Gardens FL

James Kearley

CRD Number: 7091912
Current Firm: Rbc Capital Markets, LLC

James Kearley (CRD# 7091912) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Palm Beach Gardens, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC West Palm Beach, FL Apr 2019 - Current 3
City National Bank Palm Beach Gardens, FL Jul 2019 - Dec 2022 3
American Family Life Assurance Company West Palm Beach, FL Sep 2018 - Apr 2019 < 1
Unemployed Jupiter, FL Jul 2018 - Sep 2018 < 1
Regions Financial West Palm Beach, FL Apr 2005 - Jul 2018 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for James W. Kearley
Phone Number: 212-858-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    183,481
    MILLIONS
  • Total Number of Accounts
    423,124
    ACCOUNTS
  • Average Account Value
    $433,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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