Roberta WelshCRD Number: 1331825
Current Firm: Lpl Financial LLC
Roberta Welsh (CRD# 1331825) is an Investment Advisor Representative working at Lpl Financial LLC in Palm Desert, CA and has over 32 years of experience in the finance industry. Roberta Welsh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
First Heartland Consultants, Inc.
|Lpl Financial, LLC||Palm Desert, CA||Jul 2016 - Current||1|
|Purshe Kaplan Sterling Investments||Albany, NY||Jan 2015 - Jun 2016||1|
|Reutemann Financial Solutions, Inc.||Rockville, MD||Jan 2015 - Jun 2016||1|
|Research Financial Strategies||Palm Desert, CA||Jan 2015 - Jun 2016||1|
|Linsco/private Ledger Corp.||Richmond, VA||Apr 1990 - Jan 2015||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1985|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY