Theresa SondgrothCRD Number: 6514250
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Theresa Sondgroth (CRD# 6514250) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palo Alto, CA and has over 3 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Lpl Financial LLC
Fidelity Personal And Workplace Advisors
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Menlo Park, CA||Jun 2015 - Current||6|
|Rubin Family||Portola Valley, CA||Sep 2014 - Current||7|
|Nordstrom||Palo Alto, CA||Sep 2005 - Sep 2015||10|
|Public Safety Communication||Redwood City, CA||Mar 2014 - Jul 2014||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2018|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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