John Caiafa, financial advisor Paramus NJ

John Caiafa

CRD Number: 6477147
Current Firm: Mml Investors Services, LLC

John Caiafa (CRD# 6477147) is an Investment Advisor Representative working at Mml Investors Services, LLC in Paramus, NJ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Massmutual Life Insurance Company Paramus, NJ Mar 2019 - Current 5
Mml Investors Services, LLC Paramus, NJ Mar 2019 - Current 5
Edward Jones St. Louis, MO Jan 2018 - Jan 2019 1
All American Pool Service Glenwood, NJ Mar 2017 - Jan 2018 < 1
Suny Empire Saratoga, NY Oct 2016 - Dec 2017 1
Joseph Gunnar & Company, LLC New York, NY Jan 2017 - Mar 2017 < 1
All American Pool Service Glenwood, NJ Jul 2016 - Jan 2017 < 1
Four Points Capital Partners New York, NY Mar 2015 - Jul 2016 1
Suny Orange New York, NY Aug 2012 - Jun 2015 2
Baruch College - Cuny New York, NY May 2014 - May 2015 1
All American Pool Service Glenwood, NJ Jun 2011 - Oct 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2015
S66 NASAA Uniform Combined State Law Examination Jan 2018
Contact Info for John K. Caiafa
Phone Number: (413)737-8400
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    72,828
    MILLIONS
  • Total Number of Accounts
    351,645
    ACCOUNTS
  • Average Account Value
    $207,106
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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