Alexander Baer (CRD# 7036745) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pasadena, CA and has over 5 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Pasadena, CA | Nov 2018 - Current | 5 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena, CA | Oct 2018 - Current | 5 |
| Pennymac LLC | Westlake Village, CA | Jun 2018 - Oct 2018 | < 1 |
| Marcus And Millichap | Encino, CA | Jan 2018 - May 2018 | < 1 |
| Pepperdine University | Malibu, CA | Sep 2015 - May 2018 | 2 |
| Pepperdine University | Malibu, CA | Aug 2015 - Apr 2018 | 2 |
| Aeg Worldwide | Los Angeles, CA | Oct 2017 - Dec 2017 | < 1 |
| Sunlife Organics | Malibu, CA | Jun 2017 - Dec 2017 | < 1 |
| Og Cherry Packing | Stockton, CA | May 2017 - Jun 2017 | < 1 |
| Citta Cafe | Sierra Madre, CA | Jun 2016 - Dec 2016 | < 1 |
| Pasadena High School | Sierra Madre, CA | Nov 2008 - Jun 2015 | 6 |
| I-fruggie | Sierra Madre, CA | May 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2019 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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