Adam Carlat, financial advisor Peoria AZ
90 score

Adam Carlat

CRD Number: 6061050
Current Firm: Morgan Stanley

Adam Carlat (CRD# 6061050) is an Investment Advisor Representative working at Morgan Stanley in Peoria, AZ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Surprise, AZ Feb 2013 - Current 3
Vora Wealth Management, Pllc Flagstaff, AZ May 2012 - Feb 2013 < 1
Vora Financial Group, Pllc Flagstaff, AZ May 2012 - Feb 2013 < 1
Little America Hotel Flagstaff, AZ Jan 2012 - May 2012 < 1
Northern Arizona University Flagstaff, AZ Aug 2007 - Dec 2011 4
Motorola Solutions Dallas, TX May 2011 - Aug 2011 < 1
Little America Hotel Flagstaff, AZ Jun 2009 - May 2011 1
Eyemasters Flagstaff, AZ Mar 2010 - Nov 2010 < 1
Arizona Center For Clincial Research Flagstaff, AZ May 2010 - Aug 2010 < 1
Cibola Vista Resort And SPA Flagstaff, AZ Apr 2007 - Oct 2008 1
Student Dallas, TX Sep 1995 - May 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination Apr 2012
Contact Info for Adam B. Carlat
Phone Number: 914-225-5510
Registered State(s):
  • AZ
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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